Employer Identification Number 26-0491509

SPARTAN CAPITAL SECURITIES, LLC is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:	SPARTAN CAPITAL SECURITIES, LLC
Employer identification number (EIN):	26-0491509
EIN Issuing Authority	Internet
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing
401k Pension/Benefits registration	SPARTAN CAPITAL SECURITIES, LLC 401k plan information
State of Incorporation	New York, NY

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 260491509

The following addresses have been found in other jurisdictions:

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

• TOWER LEGAL STAFFING, INC. D/B/A
• KOEHLER & ISAACS LLP
• TRANSATLANTIC HOLDINGS, INC.
• SEXTER & WARMFLASH, P.C.
• MANAGEMENT-ILA MANAGED HEALTH
• WHITE, FLEISCHNER & FINO
• NAACP LEGAL DEFENSE & EDUCATIONAL FUND, INC.
• CAMMEBYS MANAGEMENT COMPANY, LLC
• URBAN JUSTICE CENTER
• INSTITUTE FOR COMMUNITY LIVING, INC
• SLIPSTREAM COMMUNICATIONS, LLC.
• CHARLES A ROSS & ASSOCIATES, LLC
• MARK E. SEITELMAN LAW OFFICES, P.C.
• EXCESS LINE ASSOCIATION OF NEW YORK
• BIG BROTHERS/BIG SISTERS OF NEW YORK CITY
• CFX INCORPORATED
• GEMINI SYSTEMS
• INVESTMENT TECHNOLOGY GROUP, INC.
• HILL RIVKINS LLP
• MORRIS, DUFFY, ALONSO & FALEY LLP

SEC Filing Information

SEC Filing Date	SEC Document Filed
2020-04-02	SEC filing 000142388120000003 Form X-17A-5 FOCUS Report
2019-04-01	SEC filing 000142388119000005 Form X-17A-5 FOCUS Report
2018-03-29	SEC filing 000142388118000002 Form X-17A-5 FOCUS Report
2017-03-21	SEC filing 999999999717004149 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2017-03-13	SEC filing 999999999717002556 Form X-17A-5 FOCUS Report
2016-03-22	SEC filing 999999999716021123 Form X-17A-5 FOCUS Report
2015-03-10	SEC filing 999999999715002959 Form X-17A-5 FOCUS Report
2014-03-18	SEC filing 999999999714002428 Form X-17A-5 FOCUS Report
2013-04-22	SEC filing 999999999713008557 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2013-04-22	SEC filing 999999999713008556 Form X-17A-5 FOCUS Report
2012-07-23	SEC filing 999999999712011950 Form X-17A-5 FOCUS Report
2012-07-23	SEC filing 999999999712011915 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-04-06	SEC filing 999999999711007729 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-03-21	SEC filing 999999999711004907 Form X-17A-5 FOCUS Report
2010-04-07	SEC filing 999999999710008413 Form X-17A-5/A FOCUS Report Amend
2010-04-05	SEC filing 999999999710008112 Form X-17A-5/A FOCUS Report Amend
2010-03-05	SEC filing 999999999710002919 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2010-03-05	SEC filing 999999999710002905 Form X-17A-5 FOCUS Report
2009-05-28	SEC filing 999999999709019981 Form X-17A-5/A FOCUS Report Amend
2009-05-07	SEC filing 999999999709018892 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-04-15	SEC registration of state of incorporation as NY
2009-04-15	SEC filing 999999999709016932 Form X-17A-5 FOCUS Report