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Employer Identification Number 32-0178959

SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Employer identification number (EIN):32-0178959
EIN Issuing AuthorityCincinnati, OH
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations
401k Pension/Benefits registration SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 401k plan information
Federal tax statusExempt from federal income tax. Registered as a non-profit under 501(c)(3) Title 26 of the United States Code

Organization Overview

Mission StatementSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. CONTINUED IN SCHEDULE O.
Number of Employees175
Number of Volunteers12777
Year Formed2006

Organization Governance

Legal DomicileDE
Voting Members - Governing Body39
Voting Members - Independent38

Organization Financials

2023-10-31
Total unrelated business incomeUSD $ 243,237
Net unrelated business incomeUSD $ 104,200
Program Service Revenue from prior yearUSD $ 53,640,701
Program Service Revenue from current yearUSD $ 57,517,180
Investment Income from prior yearUSD $ 378,686
Investment Income from current yearUSD $ 1,979,827
Other Revenue from prior yearUSD $ 749,233
Other Revenue from current yearUSD $ 796,960
Gross receipts from all sourcesUSD $ 60,293,967
Net assets / fund balances at end of fiscal yearUSD $ 22,693,699
Net assets / fund balances at beginning of fiscal yearUSD $ 19,796,194
Total liabilities at end of fiscal yearUSD $ 50,236,088
Total liabilities at beginning of fiscal yearUSD $ 25,752,434
Total assets at end of fiscal yearUSD $ 72,929,787
Total assets at beginning of fiscal yearUSD $ 45,548,628
Revenues less expenses for current yearUSD $ 2,814,008
Revenues less expenses for previous yearUSD $ 1,413,667
Total expenses for current yearUSD $ 57,479,959
Total expenses for previous yearUSD $ 53,354,953
Other expenses in current yearUSD $ 19,383,748
Other expenses in previous yearUSD $ 17,803,327
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 37,892,811
Employee salary and benefits paid in previous yearUSD $ 35,342,397
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 203,400
Grants and similar amounts paid in previous yearUSD $ 209,229
Total revenue in current fiscal yearUSD $ 60,293,967
Total revenue in previous fiscal yearUSD $ 54,768,620
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 559,639
2022-10-31
Total unrelated business incomeUSD $ 260,332
Net unrelated business incomeUSD $ 127,922
Program Service Revenue from prior yearUSD $ 46,783,222
Program Service Revenue from current yearUSD $ 53,640,701
Investment Income from prior yearUSD $ 215,742
Investment Income from current yearUSD $ 378,686
Other Revenue from prior yearUSD $ 658,217
Other Revenue from current yearUSD $ 749,233
Gross receipts from all sourcesUSD $ 54,768,620
Net assets / fund balances at end of fiscal yearUSD $ 19,796,194
Net assets / fund balances at beginning of fiscal yearUSD $ 17,894,070
Total liabilities at end of fiscal yearUSD $ 25,752,434
Total liabilities at beginning of fiscal yearUSD $ 24,933,317
Total assets at end of fiscal yearUSD $ 45,548,628
Total assets at beginning of fiscal yearUSD $ 42,827,387
Revenues less expenses for current yearUSD $ 1,413,667
Revenues less expenses for previous yearUSD $ -1,633,292
Total expenses for current yearUSD $ 53,354,953
Total expenses for previous yearUSD $ 49,290,473
Other expenses in current yearUSD $ 17,803,327
Other expenses in previous yearUSD $ 14,408,725
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 35,342,397
Employee salary and benefits paid in previous yearUSD $ 34,688,229
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 209,229
Grants and similar amounts paid in previous yearUSD $ 193,519
Total revenue in current fiscal yearUSD $ 54,768,620
Total revenue in previous fiscal yearUSD $ 47,657,181
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 494,445
2021-10-31
Total unrelated business incomeUSD $ 206,418
Net unrelated business incomeUSD $ 107,483
Program Service Revenue from prior yearUSD $ 44,084,483
Program Service Revenue from current yearUSD $ 46,783,222
Investment Income from prior yearUSD $ 597,572
Investment Income from current yearUSD $ 215,742
Other Revenue from prior yearUSD $ 716,844
Other Revenue from current yearUSD $ 658,217
Gross receipts from all sourcesUSD $ 47,657,181
Net assets / fund balances at end of fiscal yearUSD $ 17,894,070
Net assets / fund balances at beginning of fiscal yearUSD $ 18,563,497
Total liabilities at end of fiscal yearUSD $ 24,933,317
Total liabilities at beginning of fiscal yearUSD $ 25,514,963
Total assets at end of fiscal yearUSD $ 42,827,387
Total assets at beginning of fiscal yearUSD $ 44,078,460
Revenues less expenses for current yearUSD $ -1,633,292
Revenues less expenses for previous yearUSD $ -4,929,515
Total expenses for current yearUSD $ 49,290,473
Total expenses for previous yearUSD $ 50,328,414
Other expenses in current yearUSD $ 14,408,725
Other expenses in previous yearUSD $ 15,929,592
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 34,688,229
Employee salary and benefits paid in previous yearUSD $ 34,231,574
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 193,519
Grants and similar amounts paid in previous yearUSD $ 167,248
Total revenue in current fiscal yearUSD $ 47,657,181
Total revenue in previous fiscal yearUSD $ 45,398,899
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 453,488
2020-10-31
Total unrelated business incomeUSD $ 134,952
Net unrelated business incomeUSD $ 49,272
Program Service Revenue from prior yearUSD $ 55,921,747
Program Service Revenue from current yearUSD $ 44,084,483
Investment Income from prior yearUSD $ 1,164,044
Investment Income from current yearUSD $ 597,572
Other Revenue from prior yearUSD $ 901,585
Other Revenue from current yearUSD $ 716,844
Gross receipts from all sourcesUSD $ 45,398,899
Net assets / fund balances at end of fiscal yearUSD $ 18,563,497
Net assets / fund balances at beginning of fiscal yearUSD $ 22,775,969
Total liabilities at end of fiscal yearUSD $ 25,514,963
Total liabilities at beginning of fiscal yearUSD $ 30,403,710
Total assets at end of fiscal yearUSD $ 44,078,460
Total assets at beginning of fiscal yearUSD $ 53,179,679
Revenues less expenses for current yearUSD $ -4,929,515
Revenues less expenses for previous yearUSD $ 649,659
Total expenses for current yearUSD $ 50,328,414
Total expenses for previous yearUSD $ 57,337,717
Other expenses in current yearUSD $ 15,929,592
Other expenses in previous yearUSD $ 23,287,406
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 34,231,574
Employee salary and benefits paid in previous yearUSD $ 33,792,772
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 167,248
Grants and similar amounts paid in previous yearUSD $ 257,539
Total revenue in current fiscal yearUSD $ 45,398,899
Total revenue in previous fiscal yearUSD $ 57,987,376
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 581,408
2019-10-31
Total unrelated business incomeUSD $ 8,450
Net unrelated business incomeUSD $ 140,671
Program Service Revenue from prior yearUSD $ 58,627,281
Program Service Revenue from current yearUSD $ 55,921,747
Investment Income from prior yearUSD $ 930,698
Investment Income from current yearUSD $ 1,164,044
Other Revenue from prior yearUSD $ 777,898
Other Revenue from current yearUSD $ 901,585
Gross receipts from all sourcesUSD $ 57,987,376
Net assets / fund balances at end of fiscal yearUSD $ 22,775,969
Net assets / fund balances at beginning of fiscal yearUSD $ 23,589,734
Total liabilities at end of fiscal yearUSD $ 30,403,710
Total liabilities at beginning of fiscal yearUSD $ 26,432,106
Total assets at end of fiscal yearUSD $ 53,179,679
Total assets at beginning of fiscal yearUSD $ 50,021,840
Revenues less expenses for current yearUSD $ 649,659
Revenues less expenses for previous yearUSD $ -993,169
Total expenses for current yearUSD $ 57,337,717
Total expenses for previous yearUSD $ 61,329,046
Other expenses in current yearUSD $ 23,287,406
Other expenses in previous yearUSD $ 24,766,918
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 33,792,772
Employee salary and benefits paid in previous yearUSD $ 36,033,074
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 257,539
Grants and similar amounts paid in previous yearUSD $ 529,054
Total revenue in current fiscal yearUSD $ 57,987,376
Total revenue in previous fiscal yearUSD $ 60,335,877
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 657,403
2018-10-31
Total unrelated business incomeUSD $ 190,034
Net unrelated business incomeUSD $ 227,281
Program Service Revenue from prior yearUSD $ 44,343,353
Program Service Revenue from current yearUSD $ 58,627,281
Investment Income from prior yearUSD $ 890,139
Investment Income from current yearUSD $ 930,698
Other Revenue from prior yearUSD $ 817,378
Other Revenue from current yearUSD $ 777,898
Gross receipts from all sourcesUSD $ 60,335,877
Net assets / fund balances at end of fiscal yearUSD $ 23,589,734
Net assets / fund balances at beginning of fiscal yearUSD $ 24,339,335
Total liabilities at end of fiscal yearUSD $ 26,432,106
Total liabilities at beginning of fiscal yearUSD $ 30,648,220
Total assets at end of fiscal yearUSD $ 50,021,840
Total assets at beginning of fiscal yearUSD $ 54,987,555
Revenues less expenses for current yearUSD $ -993,169
Revenues less expenses for previous yearUSD $ -13,901,515
Total expenses for current yearUSD $ 61,329,046
Total expenses for previous yearUSD $ 59,952,385
Other expenses in current yearUSD $ 24,766,918
Other expenses in previous yearUSD $ 24,054,180
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 36,033,074
Employee salary and benefits paid in previous yearUSD $ 35,540,965
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 529,054
Grants and similar amounts paid in previous yearUSD $ 357,240
Total revenue in current fiscal yearUSD $ 60,335,877
Total revenue in previous fiscal yearUSD $ 46,050,870
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 595,192
2017-10-31
Total unrelated business incomeUSD $ 9,693
Program Service Revenue from prior yearUSD $ 63,253,574
Program Service Revenue from current yearUSD $ 44,343,353
Investment Income from prior yearUSD $ 1,454,849
Investment Income from current yearUSD $ 890,139
Other Revenue from prior yearUSD $ 1,365,136
Other Revenue from current yearUSD $ 817,378
Gross receipts from all sourcesUSD $ 46,068,484
Net assets / fund balances at end of fiscal yearUSD $ 24,339,335
Net assets / fund balances at beginning of fiscal yearUSD $ 37,129,254
Total liabilities at end of fiscal yearUSD $ 30,648,220
Total liabilities at beginning of fiscal yearUSD $ 30,781,884
Total assets at end of fiscal yearUSD $ 54,987,555
Total assets at beginning of fiscal yearUSD $ 67,911,138
Revenues less expenses for current yearUSD $ -13,901,515
Revenues less expenses for previous yearUSD $ 1,893,123
Total expenses for current yearUSD $ 59,952,385
Total expenses for previous yearUSD $ 64,180,436
Other expenses in current yearUSD $ 24,054,180
Other expenses in previous yearUSD $ 26,905,118
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 35,540,965
Employee salary and benefits paid in previous yearUSD $ 36,561,391
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 357,240
Grants and similar amounts paid in previous yearUSD $ 713,927
Total revenue in current fiscal yearUSD $ 46,050,870
Total revenue in previous fiscal yearUSD $ 66,073,559
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 709,167
2016-10-31
Total unrelated business incomeUSD $ 26,900
Program Service Revenue from prior yearUSD $ 62,431,309
Program Service Revenue from current yearUSD $ 63,253,574
Investment Income from prior yearUSD $ 1,510,806
Investment Income from current yearUSD $ 1,454,849
Other Revenue from prior yearUSD $ 1,410,280
Other Revenue from current yearUSD $ 1,365,136
Gross receipts from all sourcesUSD $ 66,073,559
Net assets / fund balances at end of fiscal yearUSD $ 37,129,254
Net assets / fund balances at beginning of fiscal yearUSD $ 38,794,218
Total liabilities at end of fiscal yearUSD $ 30,781,884
Total liabilities at beginning of fiscal yearUSD $ 29,182,017
Total assets at end of fiscal yearUSD $ 67,911,138
Total assets at beginning of fiscal yearUSD $ 67,976,235
Revenues less expenses for current yearUSD $ 1,893,123
Revenues less expenses for previous yearUSD $ 807,935
Total expenses for current yearUSD $ 64,180,436
Total expenses for previous yearUSD $ 64,544,460
Other expenses in current yearUSD $ 26,905,118
Other expenses in previous yearUSD $ 28,367,382
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 36,561,391
Employee salary and benefits paid in previous yearUSD $ 35,684,678
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 713,927
Grants and similar amounts paid in previous yearUSD $ 492,400
Total revenue in current fiscal yearUSD $ 66,073,559
Total revenue in previous fiscal yearUSD $ 65,352,395
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 1,245,403
2015-10-31
Total unrelated business incomeUSD $ 20,000
Program Service Revenue from prior yearUSD $ 61,677,414
Program Service Revenue from current yearUSD $ 62,431,309
Investment Income from prior yearUSD $ 1,087,059
Investment Income from current yearUSD $ 1,510,806
Other Revenue from prior yearUSD $ 1,671,434
Other Revenue from current yearUSD $ 1,410,280
Gross receipts from all sourcesUSD $ 65,352,395
Net assets / fund balances at end of fiscal yearUSD $ 38,794,218
Net assets / fund balances at beginning of fiscal yearUSD $ 36,999,132
Total liabilities at end of fiscal yearUSD $ 29,182,017
Total liabilities at beginning of fiscal yearUSD $ 32,903,148
Total assets at end of fiscal yearUSD $ 67,976,235
Total assets at beginning of fiscal yearUSD $ 69,902,280
Revenues less expenses for current yearUSD $ 807,935
Revenues less expenses for previous yearUSD $ 1,317,678
Total expenses for current yearUSD $ 64,544,460
Total expenses for previous yearUSD $ 63,118,229
Other expenses in current yearUSD $ 28,367,382
Other expenses in previous yearUSD $ 28,774,684
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 35,684,678
Employee salary and benefits paid in previous yearUSD $ 34,186,995
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 492,400
Grants and similar amounts paid in previous yearUSD $ 156,550
Total revenue in current fiscal yearUSD $ 65,352,395
Total revenue in previous fiscal yearUSD $ 64,435,907
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 1,280,100

Other Company Names associated with EIN

Securities Industry and Financial

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 320178959

USA Mailing Address
120 BROADWAY 35TH FLOOR
NEW YORK
NY
10271
Date first seen: 2010-07-01
Date last seen: 2025-05-31
USA Mailing Address
120 BROADWAY
35TH FLOOR
NEW YORK
NY
102710080
Date first seen: 2010-07-01
Date last seen: 2012-10-15
USA Location Address
120 BROADWAY
35TH FLOOR
NEW YORK
NY
102710080
Date first seen: 2012-10-15
Date last seen: 2012-10-15
USA Mailing Address
140 BROADWAY 35TH FLOOR
NEW YORK
NY
10005
Date first seen: 2007-01-01
Date last seen: 2025-08-31
USA Mailing Address
140 BROADWAY, 35TH FLOOR
NEW YORK
NY
10005
Date first seen: 2007-01-01
Date last seen: 2026-02-25
USA Mailing Address
140 BROADWAY
35TH FLOOR
NEW YORK
NY
10005
Date first seen: 2007-01-01
Date last seen: 2026-02-25

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

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