Employer Identification Number 33-0712338

CAPSTONE INVESTMENTS is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Employer identification number (EIN):33-0712338
EIN Issuing AuthorityPhiladelphia
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing
401k Pension/Benefits registration CAPSTONE INVESTMENTS 401k plan information
State of IncorporationCalifornia, CA

The following addresses have been detected as associated with Tax Indentification Number 330712338

USA Location Address
Date first seen: 2007-01-01
Date last seen: 2020-07-31

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

SEC Filing Information

SEC Filing DateSEC Document Filed
2012-07-02SEC filing 999999999712011219 Form X-17A-5 FOCUS Report
2012-04-09SEC filing 999999999712006518 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-04-06SEC filing 999999999711007728 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2011-03-21SEC filing 999999999711004905 Form X-17A-5 FOCUS Report
2010-03-31SEC filing 999999999710007693 Form X-17A-5 FOCUS Report
2010-03-17SEC filing 999999999710005997 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-03-31SEC filing 999999999709014125 Form FOCUSN Non-public annual audit reports filed by brokers or dealers
2009-03-24SEC filing 999999999709010695 Form X-17A-5 FOCUS Report
2008-03-11SEC filing 999999999708010297 Form X-17A-5 FOCUS Report
2007-04-18SEC filing 999999999707019440 Form X-17A-5 FOCUS Report
2006-06-09SEC filing 999999999706024415 Form X-17A-5 FOCUS Report
2005-04-29SEC filing 999999999705021586 Form X-17A-5/A FOCUS Report Amend
2005-03-24SEC filing 999999999705014282 Form X-17A-5 FOCUS Report
2004-03-29SEC filing 999999999704013981 Form X-17A-5 FOCUS Report
2003-03-10SEC filing 999999999703007980 Form X-17A-5 FOCUS Report
2002-02-28SEC registration of state of incorporation as CA
2002-02-28SEC filing 999999999702013605 Form X-17A-5 FOCUS Report
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