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Employer Identification Number 52-1959501

FINRA REGULATION INC is a USA domiciled entity or foreign entity operating in the USA. The EIN ihas been issued by the IRS

Company Name:FINRA REGULATION INC
Employer identification number (EIN):52-1959501
EIN Issuing AuthorityBrookhaven, NY
Federal tax statusExempt from federal income tax. Registered as a non-profit under 501(c)(3) Title 26 of the United States Code
State of IncorporationDistrict of Columbia, DC

Organization Overview

Mission StatementFINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.
Number of Employees0
Number of Volunteers1
Year Formed1996

Organization Governance

Legal DomicileDE
Voting Members - Governing Body12
Voting Members - Independent11

Organization Financials

2024-12-31
Total unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 1,118,124,226
Program Service Revenue from current yearUSD $ 1,354,032,018
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 3,260
Other Revenue from current yearUSD $ 3,260
Gross receipts from all sourcesUSD $ 1,354,035,278
Net assets / fund balances at end of fiscal yearUSD $ -72,885,642
Net assets / fund balances at beginning of fiscal yearUSD $ -116,755,378
Total liabilities at end of fiscal yearUSD $ 166,947,162
Total liabilities at beginning of fiscal yearUSD $ 177,167,372
Total assets at end of fiscal yearUSD $ 94,061,520
Total assets at beginning of fiscal yearUSD $ 60,411,994
Revenues less expenses for current yearUSD $ 481,809,567
Revenues less expenses for previous yearUSD $ 336,684,104
Total expenses for current yearUSD $ 872,225,711
Total expenses for previous yearUSD $ 781,443,382
Other expenses in current yearUSD $ 866,063,515
Other expenses in previous yearUSD $ 774,039,384
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 6,162,196
Grants and similar amounts paid in previous yearUSD $ 7,403,998
Total revenue in current fiscal yearUSD $ 1,354,035,278
Total revenue in previous fiscal yearUSD $ 1,118,127,486
Contributions and grants from current yearUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2022-12-31
Total unrelated business incomeUSD $ 12,480
Net unrelated business incomeUSD $ 0
Program Service Revenue from prior yearUSD $ 1,138,598,186
Program Service Revenue from current yearUSD $ 1,039,428,182
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 56,597
Other Revenue from current yearUSD $ 54,360
Gross receipts from all sourcesUSD $ 1,039,482,542
Net assets / fund balances at end of fiscal yearUSD $ -118,331,767
Net assets / fund balances at beginning of fiscal yearUSD $ -89,457,531
Total liabilities at end of fiscal yearUSD $ 149,309,229
Total liabilities at beginning of fiscal yearUSD $ 141,094,362
Total assets at end of fiscal yearUSD $ 30,977,462
Total assets at beginning of fiscal yearUSD $ 51,636,831
Revenues less expenses for current yearUSD $ 346,002,353
Revenues less expenses for previous yearUSD $ 470,216,893
Total expenses for current yearUSD $ 693,480,189
Total expenses for previous yearUSD $ 668,437,890
Other expenses in current yearUSD $ 687,207,700
Other expenses in previous yearUSD $ 667,820,824
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 6,272,489
Grants and similar amounts paid in previous yearUSD $ 617,066
Total revenue in current fiscal yearUSD $ 1,039,482,542
Total revenue in previous fiscal yearUSD $ 1,138,654,783
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2021-12-31
Total unrelated business incomeUSD $ 32,160
Net unrelated business incomeUSD $ 10,585
Program Service Revenue from prior yearUSD $ 964,396,404
Program Service Revenue from current yearUSD $ 1,138,598,186
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 62,833
Other Revenue from current yearUSD $ 56,597
Gross receipts from all sourcesUSD $ 1,138,654,783
Net assets / fund balances at end of fiscal yearUSD $ -89,457,531
Net assets / fund balances at beginning of fiscal yearUSD $ -63,686,272
Total liabilities at end of fiscal yearUSD $ 141,094,362
Total liabilities at beginning of fiscal yearUSD $ 131,853,072
Total assets at end of fiscal yearUSD $ 51,636,831
Total assets at beginning of fiscal yearUSD $ 68,166,800
Revenues less expenses for current yearUSD $ 470,216,893
Revenues less expenses for previous yearUSD $ 329,824,761
Total expenses for current yearUSD $ 668,437,890
Total expenses for previous yearUSD $ 634,634,476
Other expenses in current yearUSD $ 667,820,824
Other expenses in previous yearUSD $ 633,848,047
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 617,066
Grants and similar amounts paid in previous yearUSD $ 786,429
Total revenue in current fiscal yearUSD $ 1,138,654,783
Total revenue in previous fiscal yearUSD $ 964,459,237
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2020-12-31
Total unrelated business incomeUSD $ 29,880
Net unrelated business incomeUSD $ 7,395
Program Service Revenue from prior yearUSD $ 805,258,766
Program Service Revenue from current yearUSD $ 964,396,404
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 113,920
Other Revenue from current yearUSD $ 62,833
Gross receipts from all sourcesUSD $ 964,459,237
Net assets / fund balances at end of fiscal yearUSD $ -63,686,272
Net assets / fund balances at beginning of fiscal yearUSD $ -107,018,077
Total liabilities at end of fiscal yearUSD $ 131,853,072
Total liabilities at beginning of fiscal yearUSD $ 138,416,296
Total assets at end of fiscal yearUSD $ 68,166,800
Total assets at beginning of fiscal yearUSD $ 31,398,219
Revenues less expenses for current yearUSD $ 329,824,761
Revenues less expenses for previous yearUSD $ 140,268,371
Total expenses for current yearUSD $ 634,634,476
Total expenses for previous yearUSD $ 665,104,315
Other expenses in current yearUSD $ 633,848,047
Other expenses in previous yearUSD $ 664,666,073
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 786,429
Grants and similar amounts paid in previous yearUSD $ 438,242
Total revenue in current fiscal yearUSD $ 964,459,237
Total revenue in previous fiscal yearUSD $ 805,372,686
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Revenue from membership duesUSD $ 0
Gross income from gamingUSD $ 0
Total of other revenueUSD $ 0
2018-12-31
Total unrelated business incomeUSD $ 33,350
Net unrelated business incomeUSD $ 12,795
Program Service Revenue from prior yearUSD $ 791,969,260
Program Service Revenue from current yearUSD $ 818,670,022
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 164,352
Other Revenue from current yearUSD $ 125,263
Gross receipts from all sourcesUSD $ 818,795,285
Net assets / fund balances at end of fiscal yearUSD $ -102,095,959
Net assets / fund balances at beginning of fiscal yearUSD $ -91,090,858
Total liabilities at end of fiscal yearUSD $ 151,407,763
Total liabilities at beginning of fiscal yearUSD $ 149,766,984
Total assets at end of fiscal yearUSD $ 49,311,804
Total assets at beginning of fiscal yearUSD $ 58,676,126
Revenues less expenses for current yearUSD $ 154,339,785
Revenues less expenses for previous yearUSD $ 128,823,173
Total expenses for current yearUSD $ 664,455,500
Total expenses for previous yearUSD $ 663,310,439
Other expenses in current yearUSD $ 663,371,547
Other expenses in previous yearUSD $ 662,732,918
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 1,083,953
Grants and similar amounts paid in previous yearUSD $ 577,521
Total revenue in current fiscal yearUSD $ 818,795,285
Total revenue in previous fiscal yearUSD $ 792,133,612
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2017-12-31
Total unrelated business incomeUSD $ 29,875
Net unrelated business incomeUSD $ 7,525
Program Service Revenue from prior yearUSD $ 917,521,328
Program Service Revenue from current yearUSD $ 791,969,260
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 0
Other Revenue from current yearUSD $ 164,352
Gross receipts from all sourcesUSD $ 792,133,612
Net assets / fund balances at end of fiscal yearUSD $ -91,090,858
Net assets / fund balances at beginning of fiscal yearUSD $ -108,796,134
Total liabilities at end of fiscal yearUSD $ 149,766,984
Total liabilities at beginning of fiscal yearUSD $ 158,475,357
Total assets at end of fiscal yearUSD $ 58,676,126
Total assets at beginning of fiscal yearUSD $ 49,679,223
Revenues less expenses for current yearUSD $ 128,823,173
Revenues less expenses for previous yearUSD $ 213,180,259
Total expenses for current yearUSD $ 663,310,439
Total expenses for previous yearUSD $ 704,341,069
Other expenses in current yearUSD $ 662,732,918
Other expenses in previous yearUSD $ 702,357,814
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 0
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 577,521
Grants and similar amounts paid in previous yearUSD $ 1,983,255
Total revenue in current fiscal yearUSD $ 792,133,612
Total revenue in previous fiscal yearUSD $ 917,521,328
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2016-12-31
Total unrelated business incomeUSD $ 32,100
Net unrelated business incomeUSD $ 9,013
Program Service Revenue from prior yearUSD $ 852,947,989
Program Service Revenue from current yearUSD $ 917,521,328
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 604,693
Other Revenue from current yearUSD $ 0
Gross receipts from all sourcesUSD $ 917,521,328
Net assets / fund balances at end of fiscal yearUSD $ -108,796,134
Net assets / fund balances at beginning of fiscal yearUSD $ -320,161,386
Total liabilities at end of fiscal yearUSD $ 158,475,357
Total liabilities at beginning of fiscal yearUSD $ 390,435,039
Total assets at end of fiscal yearUSD $ 49,679,223
Total assets at beginning of fiscal yearUSD $ 70,273,653
Revenues less expenses for current yearUSD $ 213,180,259
Revenues less expenses for previous yearUSD $ 228,899,943
Total expenses for current yearUSD $ 704,341,069
Total expenses for previous yearUSD $ 624,652,739
Other expenses in current yearUSD $ 702,357,814
Other expenses in previous yearUSD $ 198,966,667
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 0
Employee salary and benefits paid in previous yearUSD $ 424,511,786
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 1,983,255
Grants and similar amounts paid in previous yearUSD $ 1,174,286
Total revenue in current fiscal yearUSD $ 917,521,328
Total revenue in previous fiscal yearUSD $ 853,552,682
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Gross income from fundraising eventsUSD $ 0
Cost of goods soldUSD $ 0
Gross income from gamingUSD $ 0
Gross sales of inventory assetsUSD $ 0
Total of other revenueUSD $ 0
2015-12-31
Total unrelated business incomeUSD $ 42,700
Net unrelated business incomeUSD $ 13,512
Program Service Revenue from prior yearUSD $ 852,600,052
Program Service Revenue from current yearUSD $ 852,947,989
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 377,519
Other Revenue from current yearUSD $ 604,693
Gross receipts from all sourcesUSD $ 853,552,682
Net assets / fund balances at end of fiscal yearUSD $ -320,161,386
Net assets / fund balances at beginning of fiscal yearUSD $ -392,066,791
Total liabilities at end of fiscal yearUSD $ 390,435,039
Total liabilities at beginning of fiscal yearUSD $ 442,648,318
Total assets at end of fiscal yearUSD $ 70,273,653
Total assets at beginning of fiscal yearUSD $ 50,581,527
Revenues less expenses for current yearUSD $ 228,899,943
Revenues less expenses for previous yearUSD $ 253,989,828
Total expenses for current yearUSD $ 624,652,739
Total expenses for previous yearUSD $ 598,987,743
Other expenses in current yearUSD $ 198,966,667
Other expenses in previous yearUSD $ 195,104,097
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 424,511,786
Employee salary and benefits paid in previous yearUSD $ 403,629,283
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 1,174,286
Grants and similar amounts paid in previous yearUSD $ 254,363
Total revenue in current fiscal yearUSD $ 853,552,682
Total revenue in previous fiscal yearUSD $ 852,977,571
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 0
2014-12-31
Total unrelated business incomeUSD $ 26,050
Net unrelated business incomeUSD $ 3,792
Program Service Revenue from prior yearUSD $ 756,384,367
Program Service Revenue from current yearUSD $ 852,600,052
Investment Income from prior yearUSD $ 0
Investment Income from current yearUSD $ 0
Other Revenue from prior yearUSD $ 359,218
Other Revenue from current yearUSD $ 377,519
Gross receipts from all sourcesUSD $ 852,977,571
Net assets / fund balances at end of fiscal yearUSD $ -392,066,791
Net assets / fund balances at beginning of fiscal yearUSD $ -349,108,889
Total liabilities at end of fiscal yearUSD $ 442,648,318
Total liabilities at beginning of fiscal yearUSD $ 397,605,472
Total assets at end of fiscal yearUSD $ 50,581,527
Total assets at beginning of fiscal yearUSD $ 48,496,583
Revenues less expenses for current yearUSD $ 253,989,828
Revenues less expenses for previous yearUSD $ 97,565,937
Total expenses for current yearUSD $ 598,987,743
Total expenses for previous yearUSD $ 659,177,648
Other expenses in current yearUSD $ 195,104,097
Other expenses in previous yearUSD $ 221,747,268
Total fundraising expenses in current yearUSD $ 0
Professional fundraising fees from current yearUSD $ 0
Professional fundraising fees from previous yearUSD $ 0
Employee salary and benefits paid in current yearUSD $ 403,629,283
Employee salary and benefits paid in previous yearUSD $ 437,082,328
Benefits paid to or for members in current yearUSD $ 0
Benefits paid to or for members in previous yearUSD $ 0
Grants and similar amounts paid in current yearUSD $ 254,363
Grants and similar amounts paid in previous yearUSD $ 348,052
Total revenue in current fiscal yearUSD $ 852,977,571
Total revenue in previous fiscal yearUSD $ 756,743,585
Contributions and grants from current yearUSD $ 0
Contributions and grants from previous yearUSD $ 0
Total of other revenueUSD $ 0

Organization Addresses

The following addresses have been detected as associated with Tax Indentification Number 521959501

USA Mailing Address
1735 K STREET NW
WASHINGTON
DC
200061506
Date first seen: 2012-11-12
Date last seen: 2019-11-15
USA Mailing Address
1735 K STREET NW
WASHINGTON
DC
20006
Date first seen: 2007-01-01
Date last seen: 2025-12-31
USA Mailing Address
9509 KEY WEST AVENUE
ROCKVILLE
MD
20850
Date first seen: 2007-01-01
Date last seen: 2026-02-28

The following addresses have been found in other jurisdictions:

Jurisdiction:Iowa Secretary of State Business Entities
Address:
1735 K STREET NW
WASHINGTON
20006
Jurisdiction Company ID:212631
Jurisdiction Registration Date:1997-12-16
Jurisdiction:Oregon Secretary of State Corporations Division
Address:
1735 K STREET NW
WASHINGTON
20006
Jurisdiction Company ID:61036183
Jurisdiction Registration Date:1997-12-24
Jurisdiction:Colorado Department of State
Address:
Littleton
CO
US
Jurisdiction Company ID:19971201144
Jurisdiction Registration Date:1997-12-15

Nearby companies/organizations

The following companies are located in the same ZIP code areas:

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